BofA Wealth Unit Tops $3T in Assets; Merrill Headcount Falls: Q4 Earnings
By Janet LevauxMerrill advisors' average 12-month fees and commissions were $1.108 million in the fourth quarter.
January 15, 2020
How a Conservative Is Defending Obama's Consumer Protection Bureau"This case presents a remarkably weak case for invalidating an Act of Congress," Paul Clement told the Supreme Court on Wednesday.
January 15, 2020
J.P. Morgan Securities to Pay SEC $1.5M for Share Class ViolationsThe brokerage firm failed to provide retail retirement account and charity customers with sales charge waivers and lower-fee share classes.
January 15, 2020
FINRA, SEC Warn of Ongoing Cyber ThreatsPhishing, ransomware and disgruntled ex-workers are among the many challenges firms face.
January 15, 2020
Trump Plans to Tighten Social Security Disability CriteriaDemocrats called the proposal "cruel."
January 15, 2020
Presidential Candidate Calls for LTCI Premium HelpAnother contender, Bernie Sanders, talked about how he'd help insurance sector workers cope with Medicare for All.
January 15, 2020
Commercial Health Insurance Gains at UnitedHealthEnrollment increased even for risk-based commercial coverage, but fell for Medigap policies.
January 15, 2020
FINRA Seeks Comments on Rule Requiring Complaints, Arb Claim ReportsFINRA is seeking comments on which data BDs should be required to report.