United Capital to Be Rebranded With Goldman in Its Name
By Bernice NapachGoldman is building out its HNW and mass affluent focused business.
January 30, 2020
Fight Over SEC Proxy Rule Changes Comes to a HeadAlmost 7,000 commenters have weighed in, mainly against the changes.
January 30, 2020
Riskiest ETFs Get Green Light, but Brokers Might Not Touch ThemA plan to greenlight some of the ETF industry's most controversial products comes with a caveat that could doom them to irrelevance.
January 30, 2020
Principal Says Advisors Help in the Small-Group MarketExecutives predicted that the Secure Act retirement plan market will lead more employers to offer plans.
January 30, 2020
Schwab-TD Ameritrade Integration Will Take 2-3 Years: TD's NallyNally said advisors would not have to repaper after the merger and discussed the fate of the Veo One platform.
January 30, 2020
Medicare Advantage Enrollment Is Booming: AnthemThe company says flu has been bad but is not giving details.
January 29, 2020
Which Firms Are Losing Advisors to UBS?UBS recently added advisors with a total of $12.5 billion in assets and $29.6 million in yearly fees & commissions.
January 29, 2020
Many Life Beneficiaries Have No Idea Where the Policy Is: NAICMany beneficiaries are also hazy about which insurer wrote the coverage.