SEC Delivers Blow to Steven Seagal's Crypto Promos
By Melanie WaddellThe regulator fined the actor for failing to disclose that he was paid to promote an ICO.
February 26, 2020
Two LPL Attorneys Picked as National Diversity FellowsThe news comes a month after the firm received a perfect score for its LGBTQ workplace-equality policies and practices.
February 26, 2020
Senate Passes Respite Care Program Revival BillS. 995 would provide 25% of the funding that a similar House bill would provide.
February 26, 2020
Investors Need More Info From IRS on 'Unconventional' IRA Investments: GAOAssets like real estate and digital currency in IRAs can be subject to complex rules, GAO says.
February 26, 2020
FINRA Sanctions Rep for Messaging Clients on WhatsAppThe Aegis Capital broker conducted securities-related business with the unapproved app, FINRA says.
February 26, 2020
How Schwab Plans to Sweeten the Deal for Small RIAs After TD Ameritrade MergerTom Bradley and Bernie Clark talked to ThinkAdvisor about plans for a "best in breed," open-access platform.
February 26, 2020
Long-Term Care Insurance v. a Hybrid: AALTCI Gets the NumbersAALTCI has also digested Connecticut LTCI claim data.
February 26, 2020
Mutual of Omaha Agrees to Sell Medicare Advantage BusinessThe potential buyer has already been running the plans.