U.S. Consumers Need a Disability Impact Reality Check : LIMRA
By Allison BellMany told a survey team that they thought the only way to get disability coverage was through an employer.
May 07, 2020
Wunderlich Challenges FINRA Arb Award After Zoom HearingArbitrators were "inattentive" during the March 12 virtual hearing, the firm said in a petition to vacate the $11 million award.
May 07, 2020
How Committed to ESG Are Asset Managers Really?New research suggests that for many, giving voice to ESG is more about attracting assets.
May 07, 2020
Ameriprise Tops Q1 Estimates as Wealth Unit Sees 'Strong Client Activity'It has some 9,878 independent and employee advisors, up 7 from the prior quarter.
May 07, 2020
Kitces: Pandemic to Accelerate Shift to AUM-Based Fee ModelCOVID-19 is "making the future get here faster than anyone expected," he says.
May 07, 2020
Treasury, IRS Extend PPP Loan Grace PeriodThe safe harbor repayment date with respect to earlier "economic certifications" made by borrowers has been extended by a week.
May 07, 2020
IRS Reminds Employers of 3 COVID-19 Tax CreditsIRS details which employers are entitled to credits for employee retention as well as paid sick and family leave.
May 07, 2020
Raymond James Adds $507M UBS Advisors: Recruiting RoundupMeanwhile, LPL picks up another group from Securities America; this one is based in Texas.