Billions of Dollars in CARES Act Still Unspent
By Bernice NapachThe treasury secretary and Fed chairman were grilled about why loans aren't reaching businesses and communities in need.
May 19, 2020
Advisor Group Nabs Ex-United Capital CFOJon Frojen, who spent four years with the RIA/fintech platform (now owned by Goldman Sachs), previously was with Cetera.
May 19, 2020
Schwab Commits $500K Match to FFP's COVID-19 Fund: Coronavirus Aid RoundupWells Fargo, HSBC and Cetera are among other companies offering COVID-19 relief.
May 19, 2020
LPL to Roll Out AdvicePay ToolCreated by Michael Kitces and Alan Moore, AdvicePay lets advisors accept payments via credit card or electronic bank transfer.
May 19, 2020
SEC Reg BI, Form CRS Exams to Start in JulyFirms should prepare for some standalone Reg BI and Form CRS exams as well as regular exams, said SEC's Polise.
May 19, 2020
Treasury's Crime Network Warns of Rise in COVID-19 ScamsThe alert discusses red flags that can point to price gouging and hoarding of medical supplies and other equipment.
May 19, 2020
Survey Teams Measure the New Hole in Workers' Retirement ConfidenceSome people say they're as tolerant of investment risk as they were before. Others say the opposite.
May 19, 2020
Prudential Introduces Its First Indexed Variable Annuity: Annuity MattersThe contract gives holders some, but not complete, protection against market losses.