Kathleen Birrane Takes Over as Maryland Commissioner: Personnel Matters
By Allison BellNew York Life and LL Global also have announcements.
May 22, 2020
Simplicity Acquires First Income AdvisorsSimplicity Group has been an active buyer of insurance distributors.
May 21, 2020
FINRA Bars Ex-Wells Fargo Rep Fired for 'Unprofessional Conduct'Broker then refused to appear for on-the-record testimony, regulator says.
May 21, 2020
ESG-Focused Funds Are Outperforming During PandemicAn S&P Global report also explains how the pandemic is increasing demand for these funds.
May 21, 2020
FINRA Suspends Ex-Merrill Rep Over Pro Video Game TeamThe advisor "realizes he made a mistake" and "appreciates FINRA's fairness," his lawyer says.
May 21, 2020
Sen. Rubio Wants to Press Forward With Small-Business Loan ExtensionRepublicans and Democrats alike have heard from business owners worried about running out of money to pay their employees.
May 21, 2020
Wisconsin Commissioner Moves to Put Time Insurance in RehabilitationRegulators were cool to an effort to move an LTCI reinsurance arrangement to a new reinsurer.
May 21, 2020
Morgan Stanley to Open Wealth Unit in CanadaThe new business aims to build on the firm's current Shareworks stock-plan administrative services.