Advisor Group's SagePoint to Pay $1.6M Over UIT Rollovers
By Jeff BermanThe SagePoint news comes two weeks after Stifel agreed to pay $3.6 million for similar violations.
June 11, 2020
UnitedHealth Group Invests $100 Million More in Affordable HousingThe newest investment, which will build affordable housing units in three cities, brings the company's funding total to $500 million.
June 11, 2020
Self-Directed 401(k) Balances Down 14% in Q1: SchwabMeanwhile, fractional shares are now available in Schwab brokerage accounts.
June 11, 2020
House Majority Leader Calls for Senate to Pass $3T Aid BillMeanwhile, police reform and a "major, major" infrastructure bill lead the House's agenda for June, Rep. Steny Hoyer said.
June 11, 2020
LPL Rolls Out Succession Planning ProgramAssurance Plan offers advisors a minimum purchase price for a practice, based on a multiple of the advisor's recurring revenue.
June 11, 2020
Now Is the Right Time to Start an RIA Firm, Industry Execs SayBut make sure you're doing it for the right reasons — not just to make more money, Morningstar's James Carney says.
June 11, 2020
Ethos Life DownsizesThe online life agency says it's responding to COVID-19-related economic uncertainty.
June 11, 2020
Life Insurers May Get Accounting Rule Compliance ExtensionThe rule, ASU 2018-12, could lead to giant fluctuations in life insurers' net income.