XY Planning Unveils New Advisor Portal
By Jeff BermanThe group also announced a partnership with the Association of African American Financial Advisors to help attract Black financial planners.
October 12, 2020
Departing TD Ameritrade Execs Glide Out on Golden ParachutesTD Ameritrade Institutional President Tom Nally is to receive $8.9 million, according to a proxy filing with the SEC.
October 12, 2020
SEC Clarifies Form CRS Rules on Reporting Disciplinary HistoryThe clarification follows a report that at least 1,300 firms failed to report disciplinary or legal events on the form.
October 12, 2020
XYPN Rules Out Supreme Court Challenge to Reg BIXYPN has retained industry lobbyist Duane Thompson to help push for state-level fiduciary rules.
October 12, 2020
Allianz Life Expands Risk Management Services for RIAs: Portfolio ProductsAlso, SS&C ALPS Advisors widens its business into semi-transparent ETFs.
October 12, 2020
U.S. Life Insurers May Face Spike in Mortgage Loan Losses: FitchLife insurers have eased terms for borrowers that account for 9% of commercial real estate mortgage loan balances.
October 09, 2020
Vanguard Swaps Out Subadvisor on $9.8B FundSprucegrove Investment Management takes over from Edinburgh Partners.
October 09, 2020
PPP Loans Under $50K Get a Simpler Forgiveness ApplicationRaymond James policy analysts called the move "not what we were hoping for" but "a significant step."