Merrill Adds Vanguard, Goldman to Model Portfolio Lineup
By Bernice NapachOther asset managers joining the program, which has a $50,000 minimum, are DWS, Neuberger Berman and Columbia Threadneedle.
November 13, 2020
Advisor Known for Unconventional Advice Hit With RICO SuitThe Philadelphia-area advisor, Dean J. Vagnozzi, told investors to spurn 401(k)s and IRAs and embrace niche investments.
November 13, 2020
Preet Bharara Floated as SEC Chief, Putting Wall Street on EdgeAnother candidate for the post, according to people familiar with the matter, is former SEC Commissioner Kara Stein.
November 13, 2020
SEC Hits Ex-Wells Fargo CEO Stumpf With $2.5M FineStumpf and Carrie Tolstedt, the former head of Wells Fargo's Community Bank, were sanctioned for allegedly misleading investors.
November 13, 2020
MassMutual, Northwestern Mutual and Ohio National Set 2021 DividendsOne company said it expects to hold its dividend rate steady. The others plan small reductions.
November 13, 2020
AIG Expands Roles of 2 Top Executives: Personnel MovesNGL, FBL, Maestro, Alera and Majesco also have personnel moves news.
November 12, 2020
8 Things Advisors Should Know Now About Top Industry TrendsExecutives from Schwab, Mercer Advisors and other firms discussed the state of play at a virtual DeVoe & Co. event.