11 Ways to Make Prospects and Clients Feel Important
By Bryce SandersPositive messages need to be delivered — and heard — again and again.
October 12, 2026
5 Tax and Planning Questions for High-Earning Pre-RetireesA 401(k) balance and an investment allocation tell only part of the story for these clients.
October 12, 2026
Ex-LPL Rep Lost Client Money in Outside Investment: FINRAThe regulator barred Buddy Dean Mason for failing to provide information on the allegations, which led to his firing.
October 12, 2026
Rep Suspended, Fined for Deleting WhatsApp MessagesGuillermo Enrique Guerra Romiti used his personal account and failed to retain business-related communications, FINRA states.
October 12, 2026
Sentencing Delayed for Ex-Morgan Stanley Advisor Who Defrauded NBA PlayersDarryl Cohen's lawyer says more time is needed to explore "certain sensitive issues."
October 12, 2026
When Claiming Social Security Early Can Make Sense: Derek TharpWhile the Kitces.com researcher doesn't advocate early claiming, he says it's a rational choice in certain situations.
October 12, 2026
33 Cheap Stocks to Buy in Q4: Morningstar"We think the U.S. stock market is entering an especially risky environment," strategist David Sekera writes.
October 12, 2026
7 Market and Investing Insights From Peter MalloukThe Creative Planning CEO regularly shares his advice on X.