SEC Halts Trading in 15 Companies Due to Social Media Activity
By Melanie WaddellThe regulator is responding to "potential attempts to exploit investors during the recent market volatility," it says.
February 26, 2021
Schorsch Returns to Financial Services as Chairman of a SPACThe head of a onetime financial empire that included Cetera is now entering one of the hottest markets on Wall Street.
February 26, 2021
TIAA Names Next CEOThasunda Brown Duckett will lead a company that has paid out more than $500 billion in retirement income and other benefits.
February 26, 2021
Policygenius Names Vice President of People: Personnel MovesSymetra has a new benefits vice president. The Standard has a new compliance leader.
February 26, 2021
Midland National Puts ESG in Indexed AnnuityThe company says the contract is the first non-variable indexed annuity with an ESG option.
February 25, 2021
Black Investors Continue to Trail Whites in Building Wealth: SurveyBut Black Americans under 40 are as likely as their white counterparts to invest in stocks, the survey found.
February 25, 2021
DOL Expands Eligibility for Pandemic Unemployment BenefitsThree new categories of workers have been added, and benefits will be retroactive.
February 25, 2021
SEC Amps Up Reg BI Exams"Good-faith" compliance efforts are no longer enough, an SEC exam official warns.