SEC Fears Falling Behind on Advisor Exams
By Melanie WaddellThe SEC's exam chief says it will be difficult to maintain last year's 15% exam rate in a "nutty year" for markets.
March 04, 2021
Betterment Acquires Wealthsimple's U.S. CustomersThe deal could add 17,400 customers with $190 million in assets.
March 04, 2021
Cathie Wood's Ark Innovation ETF Erases 2021 GainsThe drop reflects a selloff in the tech sector as bond yields rise and inflation worries grow.
March 04, 2021
CFP Board Center for Financial Planning Launches Diversity ScholarshipThe scholarship will cover the cost of the Dalton Review CFP exam review course for 10 recipients per year.
March 04, 2021
Bipartisan Bill Bans Stock Ownership for Members of CongressCongressional members could retain their stocks if they transferred them to a blind trust.
March 04, 2021
Quarter of Americans at a Loss When Enrolling in Medicare Plans: SurveyEnrollees use and trust licensed agents most in their buying decisions, the survey found.
March 04, 2021
Ex-Cetera CEO Larry Roth to Advise Cloud Tech Firm: Tech RoundupAlso, Cetera broker-dealers can now use the Simon Annuities insurtech platform as part of a new deal.
March 04, 2021
Fidelity Launches 2 New Actively Managed Bond ETFsBoth ETFs focus on investment grade bonds and are fully transparent about holdings.