GOP Bill Would Block State-Level Financial Transaction Taxes
By Melanie WaddellReps. McHenry and Huizenga have introduced the Protecting Retirement Savers and Everyday Investors Act.
March 16, 2021
Growing Number of Americans Want to Retire Before 65: StudyBut many of them aren't saving enough to reach that goal, Hearts & Wallets found.
March 16, 2021
Nationwide Teams With Annexus to Add Indexed AnnuityNationwide also has a partnership with Envestnet's MoneyGuide program.
March 16, 2021
Principal May Remain Largely Intact: KBW AnalystRyan Krueger sees insurers interested in deals involving reinsurance or sales of blocks of business.
March 16, 2021
COVID-19 Is Hitting Life Insurers Harder: Morgan Stanley AnalystsNigel Dally and colleagues expect the January-February spike to weigh on some companies' results.
March 15, 2021
Beware of 'Over-Segmenting' Your ClientsMarketing and fintech expert April Rudin discussed some Merrill data on wealthy clients that "flies in the face" of conventional wisdom.
March 15, 2021
FINRA Fines Ex-Waddell & Reed Broker Who Took Client Info to Securities AmericaThe ex-Waddell rep shared his clients' nonpublic personal info with a third-party vendor, FINRA says.
March 15, 2021
SEC Charges Trader With Fraud Over False TweetsThe Irvine, California-based trader used Twitter and other channels to spread false information about a defunct company, the SEC says.