Portfolio Construction
Keep up with the latest news on key elements for successful portfolio construction including asset allocation, asset management options and investment strategies.
Edward Jones, Cambridge and Osaic to Pay Clients $8.2M Over Excess Fees
By Melanie WaddellThe firms failed to give clients mutual fund sales charge waivers and fee rebates, FINRA says.
December 18, 2024
LPL Agrees to Purge Data From Recruited Ameriprise AdvisorsThe firms agreed to a court order in legal battle over ex-Ameriprise reps' transfer of client info.
December 17, 2024
Opto Investments Adds Private Markets Planner FeatureThe new planning tool can help advisors set clients' private investment allocations, the firm says.
December 17, 2024
Mutual Fund Conversions Hit Record in ETF Industry’s Epic YearAs demand for the ETF structure gains traction, 55 funds make the conversion — more than triple from 2021.
December 17, 2024
7 Trends in Art Investing by the WealthyCollecting provides high-net-worth clients with an opportunity to further diversify their portfolios.
December 17, 2024
10 Stock Market 'What-Ifs' to Prepare for in 2025While you don’t want to scare clients, you do want them to look ahead with both eyes open.
December 16, 2024
Jeremy Grantham’s GMO Goes Mainstream With ETF and Mega-Cap BetsThe firm's new ETF offerings include expensive-looking tech stocks that Grantham himself has long derided.
December 12, 2024
Big Tech Is Making Index Funds Riskier. Here's What Advisors Can Do.As tech stocks present growing concentration risk, students of history should recognize that market leadership can shift rapidly.