Portfolio Construction
Keep up with the latest news on key elements for successful portfolio construction including asset allocation, asset management options and investment strategies.
RBC Capital to Pay $1M for Failing to Police High-Yield Bond Investments
By Jeff BermanThe firm failed to review more than 100 accounts for potentially unsuitable concentrations of high-yield bonds, FINRA says.
December 15, 2021
SIFMA, ICI Support DOL's ESG Proposal for 401(k) Plans, With ModificationsThe American Securities Association, which represents regional financial services firms, opposes the proposal.
December 15, 2021
5 Reasons to Consider Series I Savings Bonds Now: Jeff LevineHigher inflation has made the "rarely used" Federal Series I Savings Bond much more appealing to investors, the tax expert says.
December 15, 2021
Franklin Templeton Plans 2 Mutual Fund Conversions to ETFsBNY Mellon launches three active, sustainable ETFs, expanding its suite of active ETFs.
December 14, 2021
Ed Yardeni: Why 70-Plus 'Panic Attacks' Haven't Killed the Bull MarketThe popular economist explains why he's bullish on both the economy and stock market, and why he sees no recession ahead.
December 14, 2021
What Are Investors' Biggest Worries Today?Bank of America research breaks down their main concerns and how these fears are impacting asset allocation in late 2021.
December 14, 2021
This Ain't John Bogle's Vanguard: Morningstar's RekenthalerThe columnist criticizes the fund giant's Personal Advisor Services for its exclusive funds and private equity plans.
December 14, 2021
12 Questions to Ask Clients in DecemberFrom capital gains issues to RMDs, charitable contributions and year-end financial gifts, there are plenty of reasons to reach out to clients right now.