Mutual Funds
Stay on top of mutual fund news, including in-depth articles and analysis on stock, bond and balanced funds, as well as target date funds and more.
FINRA Bars and Fines Rep for Taking Money From a Client: Enforcement
By Emily ZulzAlso, FINRA fined Cetera Advisor Networks for failing to respond to red flags of mutual fund switching.
February 14, 2019
ESG Funds Outperform in Growth and Returns in 2018: MorningstarThe number of ESG funds grew by 50%, while money gushed in.
February 14, 2019
SEC Risk Alert Highlights Transfer Agent SnafusOCIE exams of transfer agents that also served as paying agents found significant deficiencies.
February 12, 2019
El-Erian Says America First Is the 'Obvious' Trade in StocksMohamed El-Erian of Allianz says poor political and fiscal management in Europe means weaker growth prospects.
February 12, 2019
More Active ETFs Are Coming to MarketBut like any new fund, price will be key to their reception, according to a panel at Inside ETFs.
February 11, 2019
Vanguard CIO: Another Rate Hike, Then a 'Permanent Pause'After a June hike, Vanguard's forecast is pricing in a rate pause by the Fed.
February 11, 2019
AssetMark Launches 'Bucketed' Framework for Retirement Clients: Portfolio ProductsMeanwhile, Catalyst Funds debuted a fund that invests in securities backed by assets like aircraft, student loans and mortgages.
February 07, 2019
Fidelity Launches First Model Portfolios With ETFsThe two income-producing portfolios include active and passive mutual funds along with ETFs.