Investment VIPs
What top-performing investment strategists and portfolio managers are thinking about the latest market trends and how to build high-performing portfolios.
NY Attorney General Charges Advisor With Defrauding Elderly Clients
By Melanie WaddellDean Mustaphalli "squandered and looted $10 million from hardworking individuals" by investing their money in a risky hedge fund, said Attorney General Schneiderman.
June 06, 2017
SEC Bars, Fines Advisor for Multiple Fiduciary BreachesMost of the advisor's clients were individual investors, many older than 60, retired or nearing retirement.
June 05, 2017
The Active Equity Renaissance: New Frontiers of RiskOne modern portfolio theory pillar that is unquestionably broken is the use of volatility, specifically standard deviation, as a measure of risk.
May 31, 2017
Investment Risk: Another Key to Understanding Financial ServicesAs we all know, under the current suitability standard, many advisors arent required to consider the cost to investors when making investment recommendations.
May 24, 2017
Oil Will Hit $70 Peak This Year: Raymond James AnalystLongtime Raymond James energy analyst Pavel Molchanov talks to ThinkAdvisor about his top oil stock picks and whether President Trump can save the coal industry.
May 23, 2017
FINRA Just Made It Easier for Family Offices to Buy IPOsFINRA has clarified that family offices count as investment advisers when purchasing equity IPOs.
May 22, 2017
Understanding the Cult of EmotionThe cult of emotion makes successful active management nearly impossible.
May 22, 2017
Advisors’ Top-of-Mind Concerns? Not InflationAdvisors are not much concerned about inflation these days, but perhaps they should be.