Investment VIPs
What top-performing investment strategists and portfolio managers are thinking about the latest market trends and how to build high-performing portfolios.
As Brokerages Race to Cut Commissions, RIAs Should Check Their Fees
By Max SchatzowThe zero-commission arms race could have legal and regulatory implications for those who use wrap fees or asset-based pricing.
September 24, 2019
Wilmington Trust Launches New Brand to Extend Investment ReachWilmington Investment Management expands access to the firm's proprietary investment solutions by advisors, BDs and others.
September 24, 2019
SEC May Be Onto Something: Form CRSOh joy, yet another form advisors need to provide their clients. But this one might really work.
September 16, 2019
Ex-Dynasty Exec Scott Welch Joins WisdomTreeAs CIO of model portfolios, he will head the firm's asset allocation team and investment committee.
September 13, 2019
SEC's New Form CRS: A BreakdownHere's a summary of this new paperwork soon to be required of advisors and their clients.
September 10, 2019
TD Ameritrade Adds 24 More Providers to Model Market CenterThe latest providers added to the firm's portfolio marketplace include BlackRock and J.P. Morgan.
September 09, 2019
Morningstar Launches Goals-Based Software for Planning, InvestmentsGoal Bridge lets advisors connect client goals to planning and investment strategies.
September 04, 2019
SEC Warns Advisors to Watch Principal Trading ActivityA new Risk Alert highlights the most common advisor compliance issues related to principal trading and agency cross transactions.