RBC Capital to Pay $1M for Failing to Police High-Yield Bond Investments
By Jeff BermanThe firm failed to review more than 100 accounts for potentially unsuitable concentrations of high-yield bonds, FINRA says.
November 19, 2021
Active Fixed Income ETFs Growing as Investors Navigate Bond Market UncertaintyMany advisors find these ETFs are effective in balancing interest rate and credit risk while helping clients generate income.
November 15, 2021
Self-Directed 401(k) Balances Held Steady in Q3: SchwabBalances averaged $341,068 in the third quarter, a 12.8% increase year over year and a 2% decrease from Q2, the firm reported.
November 15, 2021
Third Bitcoin Futures ETF, DFA Bond ETFs to Hit Market TuesdayVanEck Bitcoin Strategy ETF (XBTF) is cheaper than the two Bitcoin futures ETFs already trading.
November 10, 2021
How to Protect Portfolios When Inflation Hits: Advisors' AdviceThe October CPI data shows 6.2% inflation over past 12 months. How are advisors protecting client investments?
November 08, 2021
Quarles to Exit Fed at Year's End, Handing Another Seat to BidenIn addition to this vacancy, Biden has a chance to pick a new chair, as Jerome Powell's tenure at the helm expires in February.
November 08, 2021
El-Erian, Others Warn of Bubble Risk as Easy Money Sloshes Through MarketThe "collateral damage" of keeping monetary policy loose for so long is "spreading," El-Erian warns as risky assets surge.
October 15, 2021
BlackRock Launches iShares Core Bond ETFBlackRock is the latest among a growing number of asset managers to bring to market a core bond fund this year.