Asset Managers
The latest news on top asset managers, including updates on mergers and acquisitions, as well as new investment strategies and fund offerings.
Insider Trading Scandal Fells Nomura Chief
By Marlene Y. SatterKenichi Watanabe stepped down as head of Japans top investment bank over an insider trading scandal as the bank's internal investigation found a "high possibility" that more cases would emerge.
July 19, 2012
S&P Launches TDF Style Index SeriesS&P Dow Jones Indices launched on Thursday an index series to help defined contribution plan sponsors screen and monitor target-date funds.
July 18, 2012
Peregrine CEO faces hearing as jet, wine, condo to be sold (Reuters)Wasendorf confessed last week to embezzling funds from customers since 1993one year after he launched the brokerage firm.
June 29, 2012
Schwab Rolls Out Advisor App for iPhoneThe first version of a new Schwab Advisor Center app for the iPhone will launch now that a successful pilot is complete, Charles Schwab announced Thursday.
June 21, 2012
Top Fund Managers Reveal Investing OpportunitiesMorningstars associate director of fund analysis hosted a panel of high-profile fund managers for the general session at the companys annual conference in Chicago.
June 14, 2012
Broker-Dealers: Is Smaller Better?Once-sleepy regional broker-dealers are suddenly attractive to advisors and asset managers.
May 22, 2012
Touchstone’s Steve Graziano on Martinis, Growth and the Case for SubadvisingAfter an 18-year stint at Pioneer Investments, Steve Graziano was ready for retirement and an easy transition into teaching.