Alternative Investments
The latest news and developments about alternative investments and how they can help boost portfolio performance and reduce risk
SEC Will Reimburse Retail Investors Hurt by Leveraged Oil Note
By Carolina WilsonBroker-dealer Cadaret Grant recommended inappropriate investments, regulators say, and will pay $500,000 penalty plus disgorgement, interest.
September 10, 2018
Defiance ETFs Launches Quantum Computing ETF: Portfolio ProductsAlso, DWS Group launched an ESG money market fund available in the U.S.
September 06, 2018
All About RIAs in 2018The number of firms continues to climb, along with their AUM, IAA and NRS report.
September 06, 2018
State Street Cuts Fees on 4 ETFsThe move could potentially help State Street stem the tide of ETF outflows, which lead the industry year to date.
September 05, 2018
Apex Clearing to Offer CryptocurrenciesCEO Bill Capuzzi cited client demand and a desire to target millennials.
September 05, 2018
Wealth Managers Getting 'Crazy' Pay Hikes to Defect in AsiaAdvisors willing to jump to a rival are said to be getting increases of 30% or more in Hong Kong and Singapore.
September 05, 2018
4 Questions to Ask the Ultra-Wealthy ClientThese questions will help you understand their family structure and sometimes complex tech needs.
September 04, 2018
Finra Proposes Higher Position Limits for ETF Options ContractsNine ETF index options contracts have been selected for a doubling of position limits if SEC approves FINRA's proposal.