Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Ex-Morgan Stanley Rep Impeded Investigation: FINRA
By Melanie WaddellThe regulator was probing James Fredrick Tighe's firing over unauthorized transfers from a client account.
March 04, 2026
Yes, Bank Advisors Can Be Entrepreneurs TooWith ownership over advice, those who go independent often rediscover the most energized version of their professional identity.
March 04, 2026
Ex-Morgan Stanley Advisor Convicted of Defrauding 3 NBA PlayersDarryl Cohen cheated the pro athletes out of more than $5 million, according to prosecutors.
March 03, 2026
Wealth Management Needs AI: Raymond James CEOArtificial intelligence tools will help advisors better serve their clients, Paul Shoukry says.
March 02, 2026
11 Best & Worst Broker-Dealers: Q4 2025Earnings growth at firms in the financial sector hit 9.3%, up from the expected 6.4%.
February 27, 2026
UBS Names Apple's Maestri, Ex-BIS Head Carstens to BoardThe latest reshuffle at the top comes as UBS closes in on finishing the integration of Credit Suisse.
February 27, 2026
Financial Firms' Shares Walloped by More 'Cockroach' Credit Woes, AIThe combination delivered another bruising selloff in shares of banks and asset managers Friday.
February 25, 2026
UBS Names New Head of Field to Boost Advisor SupportThe appointment of Lisa Golia is intended to broaden the global wealth manager's leadership structure.