Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Merrill Adds Janney Advisor, Ameriprise Picks Up 3 Reps
By Janet LevauxThe advisors come on board the two firms in Pennsylvania, Texas, Florida and New York.
April 01, 2015
Ex-NFL Star Sues BofA for $20MDwight Freeney, a former Colts and Chargers player, accuses the bank of getting him caught up in a con game.
April 01, 2015
Wells Adds 5 Reps as Raymond James Grabs One of Its FAsIn other news, U.S. Trust shares the names of its latest recruits, and two divorce-focused groups merge.
March 31, 2015
Women’s Networks Boost Profits: FWASuccessful womens internal networks help their firms engage female clients and close business deals, a survey by the Financial Women's Association found.
March 24, 2015
Wall Street’s 15 Biggest Spenders on Lobbying in WashingtonWall Street banks, financial services firms and trade associations spent $1.4 billion in the 2013-2014 election cycle, according to Americans for Financial Reform.
March 24, 2015
Morgan Stanley CFO to Leave for GoogleRuth Porat will take the same position at Google and will be one of the few female top executives in Silicon Valley.
March 23, 2015
Merrill Fined $2.5M Over Unapproved ‘Double Production’ TalksThree hundred advisors and staff in Boston attended sales presentations that were not pre-approved by compliance.
March 23, 2015
Raymond James, LPL Add Teams From Morgan StanleyThe two groups each have $200 million or more in assets; Securities America taps recruiter; Foothill Securities brings on $1B group.