Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Raymond James Adds $1.1M UBS Rep, Ex-RBC Team
By Janet LevauxMeanwhile, Focus Financial affiliate adds an advisor with some $200 million in assets.
January 06, 2015
Morgan Stanley Said to Uncover Theft After Ad Sought Speedcoins for DataData on 900 wealth management clients was posted on Pastebin, which led the wirehouse to investigate the case.
January 05, 2015
Sallie Krawcheck Misses Wall St., Warns Volatility Will Hurt BanksI'm a recovering research analyst, so I am a skeptic of everything, Krawcheck said.
January 05, 2015
Morgan Stanley Fires Employee Accused of Stealing Client DataMorgan Stanley fired an employee it said stole data, including account numbers, for as many as 350,000 wealth management clients.
December 31, 2014
Raymond James, Ameriprise Add Teams in MidwestThe teams move with close to $400 million in total assets under management, the broker-dealers say.
December 29, 2014
Wells Fargo Steps Right Up in Compensation ‘Carnival Game’Wells Fargo is the latest to tweak its 2015 pay structure for advisors, making it more complex.
December 23, 2014
A 6-Point Advisor To-Do List for 2015Love that bull market, but to succeed next year no matter how the markets behave, you'll need to follow these six steps.
December 18, 2014
Raymond James Adds 2 Ex-Wells Fargo TeamsThis news follows the successful recruiting of groups from Merrill Lynch, JPMorgan and Stifel Nicholaus.