Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Former Wells Fargo Execs Fined $58.5M by OCC
By Janet LevauxEx-Chairman and CEO John Stumpf will pay $17.5 million to the Office of the Comptroller of the Currency.
January 22, 2020
Top Women in WealthTech 2020: Rachel Wilson of Morgan StanleyThere are great opportunities for women today "especially in the cybersecurity and fraud prevention space," she said.
January 22, 2020
What's Behind the Wirehouse Headcount Drop?Recruiters discuss whether Merrill, Morgan Stanley, UBS and Wells Fargo are losing due to their own issues or to industry trends.
January 22, 2020
Top Women in WealthTech for 2020This is the second year of our recognition program, which highlights the careers of 15 female leaders of innovation.
January 22, 2020
Could Financial Advisory Revenue Triple in the Next Decade?That's the prediction of advisor-client matchmaking service Zoe Financial. Here's why they see such strong growth.
January 22, 2020
Janney Nabs $335M Team of Women From Morgan StanleyThe Dupre Keating Group includes four advisors and a client associate working in Pennsylvania and Delaware.
January 21, 2020
How a Shortage of Black Execs Hurts Wealth Management"Until we see changes at the top, it is all [just] talk," longtime advisor Zaneilia Harris tells ThinkAdvisor.
January 17, 2020
UBS Nabs $10.8B Merrill TeamThe 17-member Wickham Cash Partners team, which has yearly production of about $17 million, is based in North Carolina.