Switching Firms
This coverage goes beyond announcements about the latest movement and emphasizes the complexity of switching firms. This approach aims to bring readers the most holistic view of the rapidly changing recruiting landscape, which is being driven by factors like intense industry consolidation.
How to Avoid Lawsuits When Switching Firms
By Melanie WaddellThe rules are simple, but it's vital to follow them exactly, lawyers Brian Carlis and Scott Unger say.
March 04, 2025
Advisor Demand Is Hot as Talent Supply Runs LowOpportunities abound for top performers, particularly in the RIA space, recruiter Michael Terrana maintains.
March 03, 2025
4 Pillars to Start Planning Your ExitIf 2025 is the year to switch firms, it’s time to determine how to ensure a smooth transition.
March 03, 2025
10 Good Reasons to Switch FirmsAt some point in the recruiting process, you will need to articulate why you want to make a move.
March 03, 2025
LPL, Ex-Ameriprise Advisor Take a FINRA Hit in Recruiting BattleAn arbitration panel enjoined Douglas Kenoyer and said he wasn't entitled to Broker Protocol protections due to his conduct.
February 27, 2025
LPL Adds $1.15B Wells Fargo FiNet Team in CaliforniaTownsgate Wealth Management, founded in 2016, has grown into an ensemble practice serving wealthy investors.
February 26, 2025
Judge Denies Ameriprise Restraining Order Against 3 Advisors Who Left for LPLAmeriprise failed to demonstrate that its case against LPL is likely to succeed, the judge ruled.
February 25, 2025
Dynasty Financial Lands $900M Advisor TeamThe Chicago-based financial professionals are launching an independent firm on Dynasty’s platform, dubbed XXI Wealth.