Hightower Reports Data Breach
By Dinah Wisenberg BrinThe unauthorized access to the firm's systems affected more than 131,400 people.
March 18, 2026
Raymond James Names New Chief of Indie ChannelThe announcement follows Shannon Reid's departure to Osaic in December.
March 18, 2026
Best & Worst Wealth Management Firms Ranked by Investors: JD Power, 2026Trust in new fintech brands rose, but so did young, affluent DIY investors' desire for professional advice.
March 17, 2026
Inside the 2026 Enforcement Manual Updates: SEC RoundupA 15-year SEC veteran breaks down what's actually changed — and what it means for advisors, BDs and defense practitioners.
March 17, 2026
Schwab CEO: We Don't Want to Compete With AdvisorsClients turning to Schwab's wealth business have been with the company for years, Rick Wurster said.
March 17, 2026
Dynasty Argues It Can't Be Forced to Arbitrate Merrill Raid CaseDynasty disputes Merrill's contention it agreed to arbitration.
March 16, 2026
At Schwab, Number of 'Small' Advisors Would Triple Under SEC PlanMore than 14,700 firms out of 16,000 in Schwab's network would qualify as a small business.
March 12, 2026
Duran's Rise Takes Stake in Dynasty-Supported RIARIA Cyndeo Wealth Partners is based in Florida and works with about $3.1 billion in client assets.