Private Equity Firm TPG Takes 'Significant' Minority Stake in Creative Planning
By John ManganaroPeter Mallouk will continue to lead the business and keep his majority stake.
September 20, 2024
Cerity Partners to Merge With Venture Capital Advisory ShopThe merger with Touchdown Ventures will expand the firm's offering to corporations and businesses.
September 20, 2024
SEC Fines Firm for Not Inspecting AdvisorsJordan/Zalaznick Advisers failed to spot-check the books and records or conduct inspections of advisors it supervised.
September 20, 2024
Envestnet Updates RIA Platform to Optimize WorkflowsNew and updated tools aim to free up advisors' time for client relationships, Envestnet says.
September 19, 2024
Biblical ETF Firm Misrepresented Its Investing Strategy: SECThe SEC fined Inspire Investing $300,000, saying it didn't follow its own screening criteria.
September 17, 2024
Cases Mount Against Advisor Accused of Stealing Millions From His AuntSeveral clients have filed summonses indicating they initiated civil cases against Scott J. Mason.
September 17, 2024
Schwab Expects Revenue to Rebound After Slump Earlier This YearFewer customers are shifting money in search of higher yields, the firm reported Monday.
September 12, 2024
SEC Charges Pastor-Turned-Advisor With $2.4M FraudThe former advisor sold phony promissory notes to Christian clients, the SEC alleges.