Morningstar Prepares to Launch Its Own Funds
By Bernice NapachIn an amended filing with the SEC the mutual fund rating agency and portfolio strategist discloses the nine funds that will become the Morningstar Funds Trust.
April 25, 2018
RIAs Could See Record M&A Level in 2018: ReportEchelon Partners says that the number of deals set a new record in 2017 and projects that number will rise again this year
April 25, 2018
73% of Advisors Don't Have a Written Succession Plan: FPAMany advisors can relate to the cobbler whose children have no shoes.
April 23, 2018
Pershing Launches New Retirement Plan Oversight Tool: Portfolio ProductsVestwell Partners also introduced a new retirement platform and Harvest added a new hub for practice management.
April 20, 2018
Carson Group Adds $2B in Committed Assets in Q1The firm added 17 new partner firms in Q1; existing partner firms saw a big average uptick in assets.
April 20, 2018
The SEC Just Did Brokers a Huge FavorProposed standards, stopping short of a fiduciary rule, let them keep charging fees.
April 19, 2018
United Capital Delivers a Richer Digital Client ExperienceUnder the new client experience system, firms no longer need to transition their client data to a new CRM.
April 19, 2018
SEC Broker Conduct Plan Is Not a Fiduciary StandardAdvocates for RIAs and consumers said the SEC didn't clearly define "best interest" in the 1,000-plus page proposal.