Gensler Vows to Advance SEC's Rule Agenda as Election Looms
By Lydia Beyoud, Katherine Doherty and David WestinThe agency has finalized some 35 rules during the Biden administration, with many remaining rules opposed by Republicans.
February 07, 2024
Raymond James Rolls Out Paraplanning ServicesIts indie advisors can access paraplanners at the firm's home office on an hourly basis or more comprehensively.
February 05, 2024
New Co-Op Helps Young Advisors Own a PracticeThe RIA platform Avise seeks to provide backend services in a nontraditional way, co-founder Katrina Soelter says.
February 01, 2024
4 Steps to Grow Your Advisory Business With Secure 2.0Legislation has positioned RIAs to easily and affordably add help small-business owners offer retirement plans.
January 26, 2024
The 4 Questions That Reveal What Clients Really WantMost people "aren't goals-driven in the traditional sense," Ross Marino of Transitus Wealth Partners says.
January 25, 2024
6 Mistakes RIAs Make With Succession PlanningIt's vital to understand potential pitfalls to mitigate risks and effectively implement an exit strategy.
January 25, 2024
Advisor M&A Fell in 2023: Why DeVoe Says It's No Big DealRIA deal closings declined for the first time in a decade, DeVoe & Co. reported.
January 24, 2024
Carson Group Picks Up 31 Firms, $3.6B in 2023The RIA now works with $33 billion in AUM and over 140 advisory firms.