Top Women in WealthTech for 2020
By Janet LevauxThis is the second year of our recognition program, which highlights the careers of 15 female leaders of innovation.
January 22, 2020
In a Seller's Market, What's an RIA Firm Worth?Sellers' expectations are far above what most buyers are looking to pay, according to a new Fidelity study.
January 21, 2020
RIA Cerity Partners Adds $1B Sullivan & Serwitz TeamS&S will "provide presence and growth opportunities" in Northern California, Cerity Partners says.
January 21, 2020
Lawmakers Scold SEC's Clayton Over Committees' Lack of DiversityMeanwhile, here's what SEC commissioners hope the new asset management advisory committee will focus on.
January 21, 2020
How a Shortage of Black Execs Hurts Wealth Management"Until we see changes at the top, it is all [just] talk," longtime advisor Zaneilia Harris tells ThinkAdvisor.
January 17, 2020
Schwab Clears $4T Mark but Posts Big Drop in Trading RevenueHere's how the end of trading commissions affected Schwab's fourth-quarter earnings.
January 17, 2020
Will Orion Be Sold? CEO Weighs In on Speculation"Everyone asks what's next" after the Schwab-TD Ameritrade deal, Orion CEO Eric Clarke tells ThinkAdvisor.
January 16, 2020
Mercer Taps RIA Veteran for New Role, Cetera Promotes Exec: Recruiting RoundupMartine Lellis has 18 years of experience in financial services business, while Connie Gregory has more than 25.