Possible Data Breach Affected Some COVID-19 Loan Applicants: SBA
By Janet LevauxThe private data of nearly 8,000 small-business applicants may have been exposed to others, the agency stated.
April 21, 2020
Trump Signals Deal on New Small-Business StimulusMeanwhile, lawmakers floated a bill to classify pandemic-affected small businesses for opportunity zone tax treatment.
April 21, 2020
Is Now a Bad Time for Advisors to Retire?Many things are being delayed due to the coronavirus; here's how to decide if your own retirement should be one of them.
April 20, 2020
Advisor Group Grabs Another LPL ExecThe news comes two months after Advisor Group acquired Triad and four other BDs from Ladenburg Thalmann.
April 20, 2020
SEC Hits Merrill Over 12b-1 FeesThe firm was accused of failing to disclose a conflict of interest when advising clients to buy mutual fund shares with fees.
April 20, 2020
Motif to End ETF Indexing Deal With GoldmanETF researcher Dave Nadig discusses what's next for the funds.
April 20, 2020
Dynasty Teams With RIA Mariner to Launch Wealth PlatformThe venture aims to combine Dynasty's platform with Mariner's wealth management skills.
April 18, 2020
Investing Platform Motif to Shut DownThe firm, led by Hardeep Walia, says client accounts will be moved to Folio Investing.