3 Ways Advisors Can Succeed With Video
By Megan CarpenterClients are using Zoom and similar tools like never before, so advisors should be connecting with them this way, too.
May 21, 2020
Reg BI Unfair to Financial Planners, FPA Tells CourtFinancial planners are required to register as investment advisors but Reg BI allows brokers to avoid such registration, FPA said.
May 20, 2020
Can Interactive Brokers' New Fund Marketplace Lure RIAs?There are 47 other RIA wealth platforms, consultant Craig Iskowitz says. Can Interactive Brokers break out from the pack?
May 19, 2020
Surviving and Thriving in Volatile Markets: Finke, Blanchett, OthersSign up now and listen to any or all three webcasts, May 26-28.
May 19, 2020
Advisor Group Nabs Ex-United Capital CFOJon Frojen, who spent four years with the RIA/fintech platform (now owned by Goldman Sachs), previously was with Cetera.
May 19, 2020
LPL to Roll Out AdvicePay ToolCreated by Michael Kitces and Alan Moore, AdvicePay lets advisors accept payments via credit card or electronic bank transfer.
May 19, 2020
How an Advisor Saved an Energy Exec From a Big Investing MistakeThe fix saved him and his wife from massive losses when COVID-19 hit, Jared Snider of Exencial Wealth Advisors tells ThinkAdvisor.
May 19, 2020
SEC Reg BI, Form CRS Exams to Start in JulyFirms should prepare for some standalone Reg BI and Form CRS exams as well as regular exams, said SEC's Polise.