Advisor Group Rolls Out Updated UMA Platform
By Jeff BermanThe news comes about five months after the group wrapped up its purchase of Ladenburg Thalmann's broker-dealers.
July 08, 2020
How Creative Planning's Rothove Helps Ultra-Wealthy ClientsYounger staff at the firm see women in leadership and realize, "Hey, I can do this, too," said the RIA's vice president.
July 07, 2020
Schwab Clients Can Now Say 'Hey Google' for Account InfoThe news comes some 10 months after TD Ameritrade and E-Trade announced their own Google integration efforts.
July 07, 2020
Best & Worst BDs for Advisors: J.D. Power — 2020The latest satisfaction survey of more than 3,200 advisors is based on a new set of factors, including professional development and technology.
July 06, 2020
Carson Wealth to Require CFP or Other CertificationAdvisors at Carson Wealth offices will be required to obtain a professional credential within five years of joining the firm.
July 02, 2020
Advisor Deal Activity Could Drop 20% This Year: EchelonThe latest transactions report from Echelon Partners projects the slowest year for RIA mergers and acquisitions since 2016.
July 02, 2020
Honoring Advisors Who Serve(d): Fourth of July, 2020ThinkAdvisor highlights 40 more military veterans this Fourth of July who also serve in the financial advisory industry.
July 02, 2020
$1.6B UBS Advisors Move to Wells Fargo FiNet: Recruiting RoundupMeanwhile, Stifel adds Wells Fargo reps with $540 million and a $935 million Merrill Lynch team.