6 Form CRS Facts Advisors Should Keep in Mind: RIA in a Box
By Jeff BermanMost advisors seem to have filed Form CRS by the SEC's June 30 deadline, and some have made edits since then.
August 18, 2020
Creative Planning Extends Its Buying SpreeThe firm has just purchased its seventh RIA for the year, this time in Indiana.
August 18, 2020
Fidelity's Assets Hit $3.3T on Trading SurgeThe firm says it has added 2,000 employees, including financial consultants, as investors jump into the markets.
August 18, 2020
LPL Advisors to Get Slack Messaging ToolsThe new messaging system will make it easier for advisory team members to communicate wherever they are, LPL says.
August 17, 2020
SBA Updates Paycheck Protection Program FAQsUpdated guidance weighs in on payment of fees to third parties as well as health care benefits.
August 17, 2020
Biden's VP Pick Harris Opposes DOL Fiduciary RuleKamala Harris joined other lawmakers in telling Labor Secretary Eugene Scalia to rework the fiduciary rule.
August 17, 2020
TD Ameritrade's Thinkorswim Outage Irks InvestorsUnspecified "system issue" prevented users of the desktop version of TD Ameritrade's platform from making trades Monday.
August 14, 2020
To Gain Client Trust, Boost Virtual Service: FidelityExecutives from several firms make the case for fully embracing remote work, digital tools and more during a Fearless Week webcast.