Jay Shah, Edelman Financial Engines CEO, Steps Down
By Dinah Wisenberg BrinRalph Haberli, who serves as the firm's president, is taking over as the acting leader.
October 10, 2025
Schwab Advisor Network to Boost Client Asset Minimum to $2M"It’s not just a service adjustment; it’s a structural shift," an advisor said.
October 09, 2025
CAIS Expands Tech Integration With SchwabThe deepened relationship should streamline processes for advisors, the alternative investment platform said.
October 09, 2025
CFA Level II Pass Rate Drops to 44%, Below the Decade AverageAfter factoring in the 54% pass rate from the May test, the decade average ticked up to 46%.
October 07, 2025
RIAs Cautiously Optimistic, See Stock Gains in Year AheadAbout a third have increased equity allocations ahead of expected rate cuts, a new survey finds.
October 07, 2025
Mercer Adds $1.2B RIA Serving Entertainment IndustryTwo entities, collectively known as Singer Burke, are part of the transaction.
October 07, 2025
What Happens to SEC Exams During a ShutdownWhile SEC exams are on hold during a shutdown, advisors' compliance work isn't.
October 01, 2025
Biggest Quarter Ever for RIA Deals: DeVoePrivate equity-backed consolidators represented the majority of Q3 activity, fueling consolidation, the consulting firm reports.