Schwab Readies $5 Block-Trade Fee
By Dinah Wisenberg BrinSchwab Advisor Services' per-account charge for certain trades, effective March 2, could affect advisors' bottom line.
January 29, 2026
Automation Software Boosts Industry Productivity: DocupaceOne AI-based client data platform saved advisors in 2025 nearly 200,000 hours on manual tasks, the firm notes.
January 29, 2026
Peter Mallouk Takes Majority Stake in Major League Soccer TeamThe Creative Planning CEO plans to invest in making Sporting Kansas City more competitive, according to reports.
January 29, 2026
Farmers Launches Fee-Based RIAThe firm says it expects wealth management and insurance offerings to drive mutual growth.
January 28, 2026
Hightower COO Leaves Firm After Less Than 2 YearsThe firm has made a number of high-level leadership changes since former CEO Bob Oros departed.
January 28, 2026
CFP Board to Increase CE Requirements in 2027The board is also clarifying that competency to practice independently is not measured by the CFP exam alone.
January 26, 2026
Nearly 700 Commonwealth Reps Left LPL Last Year. Here's Where They Landed.A sizable portion of the departing financial professionals moved into RIAs or RIA-centric models.
January 23, 2026
Better Banking Benefits RIAs and Clients, Flourish Exec SaysBen Cruikshank, president of the wealth management technology provider, details the move to "wealth 3.0."