LPL Holdings Lawsuit: No Change in Pac Life Access, CU Staff
By Michelle SamaadLPL said it bought the three companies from Pacific Life in 2007 for nearly $100 million.
December 01, 2009
Schwab Ups the Ante on ETFsSchwab Investment Management Services announced November 2 that it is launching its own lineup of Schwab-branded ETFs that feature very low expense ratios and which...
November 30, 2009
A Process for Improving Your Practice Through New IdeasThe difference between our degree of success and failure may be found in our ability to incorporate new idea into our practices. Many times, however,...
November 23, 2009
Why I'm Using Client Questionnaires on P&C CoverageIn a recent post I discussed how financial planners should consider looking into a client's property and casualty insurance coverage. From the comments made on...
November 20, 2009
Advisors Attracted to Independent ModelSchwab survey says majority of advisors find prospect attractive.
November 20, 2009
Independence Appeals to Most FAs , Latest Schwab Study ShowsA new Charles Schwab survey of advisors at major financial firms finds that nearly six out of ten respondents (59 percent) say the idea...
November 18, 2009
Time for a Transition (III): Niche MarketingOne way to expand your existing practice is to target a market, which is what financial advisor Sammie Gatti did in Dallas by going after women working for Texas Instruments.