Pershing Democratizes Managed Accounts With NetX360 Tech Upgrade
By Joyce HansonPershing Managed Account Solutions' Steve Dunlap says Pershing's NetX360 technology platform has helped bring managed accounts to the mass market.
September 11, 2012
The Top Wealth Managers 2012 Profiles: No. 5—Central Registered Investment AdvisorsAt No. 5 on the list of Top Wealth Managers: Central Registered Investment Advisors, providing a level of comfort for its client base.
September 10, 2012
The Top Wealth Managers 2012 Profiles: No. 6—Gresham Partners LLCAt No. 6 on the list of Top Wealth Managers: Gresham Partners, a long-haul organization.
September 06, 2012
SEC Enforcement Roundup: Radio Financial Guru ChargedRecent SEC enforcement actions include charges against a California man who tipped off a hedge fund manager with inside information and a radio personality who misled investors about an investing plan.
September 06, 2012
Large RIAs Buckingham and Founders to MergeCall it a rollup, merger, whatever you like, but consolidation in the RIA space continues.
September 06, 2012
United Capital Adds Sanders as New Atlanta-Based DivisionIn joining the RIA headquartered in Newport Beach, Calif., Sanders’ Atlanta office will help promote United Capital’s Honest Conversations and the Money Mind Analyzer.
September 06, 2012
Palaveev Forms Team-Based Consulting Firm for AdvisorsThe Ensemble Practice will focus on what Philip Palaveev says are the building blocks of the future of the industrysmall ensemble practices looking to build businesses.
September 05, 2012
Kicking SEC’s Fiduciary Efforts Back Into GearBarbara Roper of the CFA and others discussed ways to get the SEC to move forward on proposing a fiduciary rule on a conference call Wednesday.