Next-Gen Advisor Crisis: Numbers to Shrink by 2017, Cerulli Says
By John SullivanSince peaking in 2005, industry headcount has declined by more than 32,000 advisors.
September 12, 2013
Ex-Ameriprise Rep Opens TrestleBridge, Affiliates With LPLMeanwhile, LPL-affiliated Washington Wealth rolls out platform for advisors who want to work remotely.
September 10, 2013
Beacon Pointe Wealth Advisors Rolls Up Another California RIABPWA strategic consultant David DeVoe says the new transaction is a great example of how RIAs are intelligently using M&A."
September 04, 2013
NAPFA Taps Leitz as National Chairwoman for 2-Year TermLinda Leitz, co-owner of the fee-only financial planning firm Its Not Just Money in Colorado Springs, will be NAPFA chairwoman for the 2013-2014 board term.
September 04, 2013
RIA Growth Inevitable as Brokers Go Indie: S&P Capital IQBrokers move to independence is one of the fastest growing trends in wealth management, and RIAs are poised for more growth, S&P Capital IQ says.
September 03, 2013
Genworth, Cetera Close Unit Sales Deals"We are getting back to our roots," says Genworth Financial Wealth Management President and CEO Gurinder Ahluwalia.
August 30, 2013
E&O Insurance: Cost and Deductibles SkyrocketThe days of $1,500 errors and omissions insurance with a $5,000 deductible are quickly coming to an end.
August 30, 2013
SEC Charges San Diego Advisor With Cherry-Picking, Soft Dollar SchemeThe SEC charged a firm and its president with steering winning trades to favored clients and misusing soft dollars.