Number of RIAs Jumps Slightly Despite Registration Switch
By Melanie WaddellIAA and NRS report finds that the total RIA count rose slightly from last July despite the switch to state registration.
October 02, 2013
Putnam’s Portrait of the ‘Social Advisor’: Younger, Likes LinkedIn, Gets ReferralsStudy finds that advisors who use social media daily tend to be younger than average; 49% say they get new clients through social efforts.
September 30, 2013
The Most Important Ratio in HNW Retirement PlanningTop advisor Barbara Attardo says HNW clients have many of the same problems as the mass affluent.
September 26, 2013
LPL Lands Retirement Plan Deal With New York LifeThis comes on the heels of the broker-dealers news of a similar program with Vanguard in August.
September 25, 2013
New Hire Roundup: IMCA Names Whiting National Sales DirectorJohn Carter of Nationwide was named IRI board chairman, and Tom Petrone became director of capital markets at Dynasty Financial Partners.
September 20, 2013
10 Most Expensive Hotel Rooms in New YorkIf youve traveled to New York and wondered where the super wealthy stay overnight, well, these accommodations start in the five figures.
September 18, 2013
4 Financial Planning Profiles That Determine Consumers’ Future SuccessIn something of a surprise, new research by the CFP Board and the Consumer Federation of America says about nine in 10 households are engaged in financial planning.
September 18, 2013
Giachetti to Junxure Users: Show, Don’t Tell, SEC Examiners You’re CompliantThe SEC is asking smart questions in exams, the securities lawyer warns, with major changes even since 2011. His advice on how to stay compliant.