17 RIAs Sign Succession Deals via Focus Financial
By Janet LevauxThe advisor rollup firm aims for its 27 partners to work together on transitions and continuity planning.
November 04, 2013
Deconstructing DFA’s Secret SauceIn an analysis, DFA advisor Eric Nelson teases out the factors that make the firm's exclusive funds outperform.
November 04, 2013
Dynasty Adds $1 Billion Texas-Based Wealth Team From Credit SuisseDynasty continues to build well, a dynasty, at least in the independent advisory space.
October 31, 2013
Carson Institutional Alliance Adds Almost $1.4 Billion in First YearCarson describes CIA as a network of client-centered, growth-minded, solutions-focused advisor partners committed to delivering trust, transparency and accountability."
October 30, 2013
LPL Beats Q3 Estimates on Strong RIA, Advisor GrowthThe independent broker-dealer says advisors had average ommissions of $156,000 in the third quarter.
October 29, 2013
TD Ameritrade Posts Healthy Profits, Revenue in Q4 and FY 2013CEO Tomczyk notes fifth straight year of double-digit net new client asset growth, increase in regular dividend and a special dividend of $0.50 a share.
October 28, 2013
Perks of Going Indie: Recruitment Bonuses, Higher Payouts, Supportive CEOsThe world of independent RIAs and broker-dealers is wider and deeper than many advisors suspect. On Wednesday, a ThinkAdvisor trade show will help you navigate.
October 28, 2013
2 Merrill Reps Go Indie, Join Dynasty FinancialThis brings the TRUE Group to about $500 million in assets, with plans to keep growing over the next few years.