Borzi, Whitney, Taleb to Speak at IMCA Annual Conference
By John SullivanApril showers will bring financial advisors to Seattle for the Investment Management Consultant Association conference, starting Sunday.
April 24, 2013
Top 10 Winners of Best Wealth Manager Logos PollWith 2,051 votes tallied, readers have selected the 10 Best Wealth Manager Logos out of the 25 finalists.
April 24, 2013
Ex-NHL Player, Now HighTower Advisor, Scores Big With ProsA professional athlete thats really good with moneyits a rare find, but the need is critical.
April 19, 2013
Strategies to Improve CE Credit: More Is BetterThe more CE required, the more demand there is for CE credit, and the more providers willing to try to craft quality CE credit.
April 19, 2013
Rep. Waters Reintroduces SEC User Fees BillRep. Maxine Waters, D-Calif., on Friday made another go at allowing the SEC to collect user fees to fund advisor exams.
April 17, 2013
5 New Findings of the fi360-AdvisorOne Fiduciary Survey for 2013For the third year, fi360 and AdvisorOne have joined forces to survey attitudes of financial advisors of all types on the fiduciary standard.
April 17, 2013
BNY Mellon Profits Drop, but Pershing Clearing Helps Offset LossesPershing's clearing services revenue helped offset the Bank of New York Mellon's Q1 losses stemming from a foreign tax credit fight.
April 17, 2013
Congress Must Fix Advisor Exams Now: SEC’s WalterThe switching of advisors from SEC to state oversight under the Dodd-Frank Act is not the final answer to ensuring advisors are adequately examined, SEC Commissioner Elisse Walter told state securities regulators.