The 2014 SMA Managers of the Year: Video
By James J. GreenEnvelope, please! Presenting the 10th annual SMA Managers of the Year awards ceremony, plus an interview with PM Doug Haws of overall winner Tom Johnson.
June 27, 2014
The Limits of Limiting Advisor LiabilityA contracts hedge clause is one of those provisions that is monumentally unimportant until a dispute arises between the client and the advisor.
June 25, 2014
FPA Steps Up Lobbying Game With First ‘Advocacy Day’FPA is pushing for a user-fees bill and trying to "establish relationships" with lawmakers.
June 24, 2014
RIAs, Get With It: Here Comes ‘Generation Now’Controlling $3.5 trillion in investable assets, the next generation of investors is looking for something different from their advisors, says Schwabs Bernie Clark.
June 23, 2014
Finding a Custodian That Fits, Part 2: TradePMRIn the second in our series on the pros and cons of RIA custodians, we take a closer look at TradePMR.
June 19, 2014
Edelman Names Personal Finance Guru David Bach Vice ChairmanRic Edelman's firm says it added 4,500 clients last year and is on pace to do the same in 2014.
June 16, 2014
House Appropriations to Hold Wednesday Vote on SEC BudgetSEC Chairwoman White told lawmakers Obama's $1.7 billion budget would permit the SEC to increase advisor exams.
June 16, 2014
Finding a Custodian That Fits, Part 1: Interactive BrokersIn the first of a series, I look at Interactive Brokers' platform for RIAs.