Raymond James Adds 6 From LPL; Wells Fargo Grabs 5 From Morgan Stanley
By Janet LevauxMeanwhile, Merrill Lynch recruits a UBS team as wirehouse retention deals expire.
February 26, 2015
How Much Is an Advisor Worth? Eric Nelson Does the MathWhen a prospect balks at paying advisory fees, Eric Nelson shows the value he adds and what the absence of an advisor can cost.
February 24, 2015
Fidelity Merges Clearing and Custody Arms; Launches Tech UnitThe combination of National Financial and Fidelity Institutional Wealth Services is five years in the making. Fidelity Wealth Technologies will be led by Mike Durbin.
February 23, 2015
Finding Your Client’s Place on the Efficient FrontierModern Portfolio Theory plays a role in academic finance, but for Dave Basten of API Funds, MPT plays a unique role in investment practice.
February 23, 2015
10 Best Websites for Financial Advisors: 2015Dalbars quarterly review reveals which fund company sites offer advisor-specific and easily accessible content.
February 22, 2015
Top Portfolio Products: T. Rowe Adds Bond FundsHennion & Walsh roll out a sustainable investing trust, and truIndependence introduces an RIA platform.
February 20, 2015
SEC’s Gallagher: 4 Things White House Fiduciary Memo Got WrongThe White House memo supporting the DOL measure is "thinly veiled propaganda designed to generate support for a widely unpopular rulemaking," the SEC commissioner said.
February 19, 2015
LPL Beats Q4 Estimates, Tops 14,000 RepsEarnings improved 9% on strong asset growth and RIA-related results, as well as lower compensation costs.