In Search of the Best Financial Planning Software: A Road Block
By Mike PattonI really like Thomson Reuters portfolio management platform, but if an agreement cant be reached with my custodian, TradePMR, Ill have some decisions to make.
December 10, 2014
How Advisors Can Secure FinancingFor advisors with attractive cash flow but lacking collateral, loans are available if you know where to look for them and how to get approved.
December 10, 2014
Lawmakers Push Vote on Spending Bill; SEC Funding BoostedLawmakers avert shutdown with a deal late Tuesday, but critics call it a stealth attack on financial reform.
December 10, 2014
What the World Needs Now…Are Client AdvocatesThe securities industry seems to be moving toward fiduciary client advocate advisors. Unfortunately, it looks like it will take a new professional organization to get there.
December 09, 2014
Hearsay Social Streamlines Social Media Compliance PlatformHearsay Social says its made its social profile review, pre-approval features and automatic publishing solutions more efficient.
December 09, 2014
Some RCAP Sales Agreements Reinstated; Schwab, Fidelity Ease BanRCAP says that 70-plus selling agreements have been reinstated to date.
December 09, 2014
Morgan Stanley to Award More Bonuses Up FrontMorgans compensation committee agreed to defer future bonus pools at an average rate of 50% instead of 80%.
December 09, 2014
BDs’ Comments Lead FINRA to Update Communication, Gift RulesBDs request further guidance, updates on the two rules; FINRA's retrospective review process is ongoing.