Lovell Minnick Sells Mercer Advisors to Genstar
By Janet LevauxThe $6 billion RIA based in Santa Barbara, California, is set to have a new private equity owner.
March 11, 2015
Tax Planning: How Your Clients Can Deduct Your FeesA look at how, how much and from which accounts your clients can deduct your fees, along with a warning about IRAs.
March 10, 2015
The Five Stages of Client EngagementWhy your social media efforts are doing more than you think.
March 10, 2015
Financial Engines’ Managed Accounts Surpass $1 TrillionThe Sunnyvale, California-based company now has a presence in 144 of the Fortune 500s defined contribution plans.
March 09, 2015
SEC Mulls Adding SMA Info to Form ADVThe regulator may also be considering asking about leverage, securities lending and other factors to better gauge risk, IAA says.
March 06, 2015
Second Round of Cyber Exams Coming in Summer: SEC’s JarchoSEC will also resume exams of alternative mutual funds, looking at 30 to 40 funds across 25 to 30 sponsors.
March 06, 2015
GOP Reps Demand Proof DOL Didn’t Go It Alone on FiduciaryLawmakers tell Secretary Perez to hand over SEC correspondence, but advocates say Congress efforts to stall the fiduciary redraft are futile.
March 05, 2015
Advisor Compensation: The Value of Investing in TalentFor RIAs, attracting and retaining top talent is more competitive than ever, but its also more important than ever.