Ex-NFL Player Accused of Ponzi Scheme: SEC
By Janet LevauxA former New England Patriot and a partner are accused of bilking investors who thought they were funding loans to pro athletes.
April 06, 2015
FolioDynamix Builds on Its Stealthy SuccessCall it the largest company youve never heard of, even though it goes head-to-head with Envestnet and other large industry mainstays.
April 03, 2015
SEC’s Ability to Deliver True Fiduciary Standard in Doubt: ReportInstitute for the Fiduciary Standard says the SEC believes "conflicts are routine and acceptable not inherently inconsistent with providing objective advice.
April 02, 2015
Getting New Clients: The New Wealth ManagerThere are tried and true ways to get new clients, but will that change in the new wealth management landscape?
April 02, 2015
One Step at a Time: An Open Letter to the Institute for the Fiduciary StandardThe Institute for the Fiduciary Standard called for public and industry comment in a January white paper outlining 11 best practices for advisors and brokers who provide advice to clients. What follows is an open comment letter that I sent to the Institute in March
April 02, 2015
The Changing Face of Wealth ManagementWealth management now and in the future will be as different as the makeup of the (changing) wealthy. It will also be very similar.
April 02, 2015
What Will Be Your Legacy?A long-ago boss often reminded us that our business obligations extended to five constituencies: our clients, our employees, our community, our business partners (vendors and suppliers) and our industry.