SEC Releases Cybersecurity Guidance for RIAs
By Melanie WaddellSEC's Division of Investment Management released guidance to help advisors and funds address cyber risks.
April 23, 2015
Top 20 Richest Colleges of 2014: The Biggest EndowmentsHealthy investment returns allow schools to fund a larger portion of their budgets from endowments.
April 23, 2015
Advisors, Staffers Unhappy With Pay: FPA StudyOnly about a quarter of advisory firm employees are satisfied with their pay, and about a quarter plan to change jobs soon, the study found.
April 23, 2015
Honoring SMA Managers Who Shine in Rainy and Sunny TimesFinalists for the 11th annual SMA Managers of the Year awards are listed here; winners will be announced at Envestnet Advisor Summit in May.
April 23, 2015
Envestnet’s 2015 Advisor Summit Makes Clients the FocusCoach K, Duke Universitys legendary basketball coach, is one of many special guests at this years upcoming Envestnet Advisor Summit.
April 22, 2015
Ameriprise Earnings Disappoint but Assets Under Management GrowAdvisor fees and commissions at Ameriprise rose 11% to $505,000 per capita.
April 21, 2015
HighTower Adds $500M Ex-Oppenheimer AdvisorProvidence, Rhode Island-based Carol Nulman says women continue to be underserved by the financial industry.
April 21, 2015
TD Ameritrade Misses on Q1 EarningsIn the coming months, the firm will decide whether to focus on growth through marketing and salespeople or technology, or both, CEO Tomczyk says.