Ex-SEC Commish: Third-Party Advisor Exams Coming, so Speak Up Now
By Melanie WaddellIf advisors want to be a part of the discussion on the SEC's third-party exam rule, now's the time,Troy Paredes said at MarketCounsels summit.
![Here are the innovation and practice issues fee-based advisors care about most [infographic]](https://images.law.com/cdn-cgi/image/format=auto,fit=contain/https: "Here are the innovation and practice issues fee-based advisors care about most [infographic]")
December 08, 2015
Here are the innovation and practice issues fee-based advisors care about most [infographic]From how advisors perceive the merger and acquisition arena to how they're shifting to target new demographics, here's where top advisors are focusing for the year ahead.
December 08, 2015
Here are the innovation and practice issues fee-based advisors care about most [infographic]From how advisors perceive the merger and acquisition arena to how they're shifting to target new demographics, here's where top advisors are focusing for the year ahead.
December 04, 2015
5 Not-So-Bold Regulatory Predictions for 2016The sheer volume of complicated rulemaking that is pouring out of Washington bodes well for securities attorneys' billable hours but not for advisors' bottom lines.
December 03, 2015
For Advisors, This Year’s Disruptors Will Likely Be Next Year’s Standards: CogentFor one thing, robo-advisors are "no longer new or emerging," says Julia Johnston-Ketterer of Cogent Reports.
December 03, 2015
SIFMA Outlines 2016 PrioritiesSIFMA CEO and President Ken Bentsen listed the trade associations major initiatives, starting with cybersecurity.
December 01, 2015
A Guide to Finance for AdvisorsWant to buy a practice? Sell a practice? Using capital wisely can be the key to healthy growth for a firm, and wealth for an owner.
November 30, 2015
Three Ways to Build Relationships: Advice From 400 B.C.Although Rich Babjak of World Equity Group counsels advisors not to start a program of giving back for the sake of pulling in more business, his own good work has brought him several good clients.