House Panel Passes 8 Bills Including Adviser Act Reform, Crowdfunding
By Melanie WaddellThe House Financial Services Committee passes eight economic growth bills.
June 14, 2016
No SEC Fiduciary Rule Till After Obama Departs: SEC Chief WhiteSEC will watch unfolding of DOL fiduciary rule to see if a conflict develops, the SEC chief tells Senate Banking Committee.
June 14, 2016
Advisor-Investor Survey Reveals Top Concerns, PrioritiesInvestors reveal some concerns that advisors may be missing and also reveal the most important qualities an advisor should have.
June 13, 2016
Mutual Funds, RIAs & Brokers: Act Now, or You’ll Lose the Robo RaceAt Morningstar Conference, tech expert Joel Bruckenstein said brokerage firms are not taking full advantage of the technology.
June 13, 2016
Tony Robbins Defends Fiduciary Standard, Role as Financial Educator at Creative PlanningRobbins and Creative Plannings CIO Peter Mallouk define Robbins role as Chief of Investor Psychology; what it means for clients and advisors.
June 09, 2016
Ric Edelman: DOL Rule Will Kill Off Half of All Advisors, Gouge WirehousesOne of the scariest aspects for the financial services industry, Edelman says, is that the new fiduciary rule will allow lawsuits.
June 08, 2016
10 Sales Behaviors Prospects HateHeres a list of things you might be doing that are repelling prospects.
June 08, 2016
Are Advisors Toast if Google, Apple or Amazon Join Robo-Advisor Race?Steven Miyao, president of DST kasina, says hed be surprised if they dont create financial services products.