Meet the Human Behind the Robo
By Nick ThorntonBetterments Garrett Oakley left a lucrative RIA path for the automated investment advisory.
July 24, 2017
Social Security Survivor Benefits: Don’t Just Survive, MaximizeThe extra funds overlooked in survivor benefits can mean the difference between living in poverty and relative comfort for many clients.
July 24, 2017
Seward & Kissel Launches Regulatory Compliance Service: Portfolio ProductsAlso, GuideStone Funds introduces a strategic alternatives fund and USCF launched two three-times leverage oil funds.
July 23, 2017
Wells Fargo Data Release Said to Lead to Regulatory FocusRegulators are said to have started asking questions about the breach after the data was mistakenly provided to an attorney.
July 21, 2017
Morningstar, MMI Launch Sustainable Investing InitiativeThe program is focused on educating financial advisors about ESG investments because an increasing number of clients are demanding them.
July 21, 2017
Top-Rated 529 College Savings Plans: Savingforcollege.comThere are 17 plans with top rankings based on their flexibility, costs, investment performance and more.
July 21, 2017
Schwab’s Robo-Related Assets Surge to $19.4B in Q2Meanwhile, TD Ameritrade says its total client assets jumped 20% from last year.
July 21, 2017
FINRA Advances Crackdown on Bad BrokersFINRA also wants the SEC to allow the SRO to expand its pool of non-arbitrators.